Checklist

DOT audit preparation checklist

Organize records and owners before a compliance review.

Reviewed 2026-09-19

When to use: Use as an internal preparation list, not as official regulatory advice.

Audience: Safety and compliance teams

Version 1.0 · Reviewed 2026-09-19

Organize records

  • Name an owner for each record set.
  • Confirm records are current, legible, and retrievable.
  • Log open questions for your qualified compliance reviewer.
  • Record the source and review date for any requirement relied on.

This is not an official DOT or FMCSA checklist. Verify current requirements with primary sources.

← All checklists